100 Years of Experience
We are a collective of experienced contractors specialising in various sectors of the financial services industry. With a combined compliance experience of over 100 years, we possess the expertise necessary to navigate the complex regulatory landscape.
To maintain our professional roles and provide an effective advisory compliance service, we choose to keep our identities anonymous. Our in-depth knowledge of the FCA's requirements allows us to guide firms through the authorisation process with confidence.
By entrusting us with your application, you can rest assured that we will diligently work towards ensuring your firm obtains the necessary authorisation.
How We Do It
At our firm, we specialise in assisting companies seeking FCA authorisation. Our approach involves thoroughly reviewing, refining, or even developing your compliance policies and procedures. It's important to note that the FCA sets a specific standard that all firms must meet, and without our expert guidance, it may be challenging for your firm to reach this benchmark.
Some of the key policies we focus on include the complaints policy, compliance monitoring plan, vulnerable customer policy, and regulated business plan.
With the introduction of the consumer duty last year, we have observed a significant rise in application rejections by the FCA. As experienced consultants well-versed in regulations, we guarantee that your policies will not only meet the required threshold but also align with current industry standards.